Which profession is considered a Customer Dealing function?

The role of a corporate finance adviser is considered a Customer Dealing function because it directly involves engaging with clients to provide financial advice, guidance, and services. Corporate finance advisers typically work closely with clients to ensure they understand various financial products and transactions, which may include mergers, acquisitions, and investment strategies. This position requires effective communication and relationship management skills, as the adviser must align the financial offerings with the clients' needs and objectives, ultimately making them an essential interface between the individual or corporate client and the financial products or services being offered.

In contrast, the other options represent roles that do not primarily focus on customer interaction in the same way. An actuary typically analyzes financial risks and uncertainties using mathematics and statistics, primarily serving internal functions rather than directly engaging with clients. The Money Laundering Reporting Officer (MLRO) is responsible for ensuring compliance with anti-money laundering regulations, focusing on internal oversight rather than customer dealings. Meanwhile, an internal auditor primarily assesses and evaluates the effectiveness of internal controls and processes within an organization, which again is more of an internal role rather than a customer-facing position.